About Guotai Junan Securities (Vietnam)

Guotai Junan Securities (Vietnam) Corp. (“GTJA (Vietnam)”, Stock ticker: IVS) is a reputable securities company with extensive experience in the financial market, under the major shareholder is Guotai Junan International headquartered in Hong Kong. GTJA (Vietnam) provides a variety of business services under license number 69/UBCK-GPHDKD issued by the State Securities Commission (SSC), including Securities brokerage; Securities investment consulting; Securities trading; Securities depository and Securities underwriting.

Born in the context of the country’s economy changing strongly and Vietnam’s financial market developing rapidly, the company is aware of its mission to provide customers with high-quality financial services, great opportunities and wide selection of products and services. Since its initial listing on August 1, 2011, on the HNX with the ticker IVS, GTJA (Vietnam) is considered as one of the enterprises that is always proactive and transparent in information disclosure and effective investor relations implementation. This is both an obligation and a responsibility of a reputable securities company in the market to customers, shareholders and investors.

For long-term orientation, Vietnam is going to be a key market of Guotai Junan International Holdings Ltd. GTJA (Vietnam) will make good use of international management experience from the headquarters, and comprehensive technical and business support from the headquarters. GTJA (Vietnam) is confident to become one of the leading financial service providers in Vietnam, strictly complying with legal regulations and having many breakthroughs in growth, bringing stable profits for a long time for the shareholders of the company. For more information about GTJA (Vietnam), please visit website: http://www.gtjai.com.vn.

About structure

On February 17, 2025, Guotai Junan Securities (Vietnam) successfully completed an offering of nearly 35.6 million IVS shares, increasing the total number of outstanding shares to over 104.9 million, equivalent to a capital scale of more than VND 1,049 billion.

As of February 17, 2025, Guotai Junan Securities (Hong Kong) Limited is the largest shareholder, holding 67.38% of Guotai Junan Securities (Vietnam). Guotai Junan Securities (Hong Kong) Limited is a subsidiary of Guotai Junan International Holdings Limited (GTJAI) (website: https://www.gtjai.com/), headquartered in Hong Kong (China).

GTJAI is a market-leading company and a pioneer in the internationalization of Chinese securities firms. It was the first Chinese securities broker to be listed on the Hong Kong Stock Exchange (stock code: 1788.HK) through an IPO. GTJAI has received long-term credit ratings of “Baa2” from Moody’s and “BBB+” from Standard & Poor’s. Additionally, GTJAI has been assigned an ESG rating of “A” by MSCI, “A” by Wind ESG, and “A” by SynTao Green Finance. Notably, GTJAI’s ESG rating from S&P Dow Jones Indices ranks in the top 20% globally. With a presence in key financial centers such as Hong Kong and Singapore, GTJAI has enabled international clients to access promising investment opportunities across Asia and beyond.

GTJAI is a member of Guotai Haitong Securities (website: https://www.gtht.com/), headquartered in Shanghai (China), serving as a bridge between Shanghai and international financial markets. Guotai Haitong Securities is currently the industry leader in capital strength among Chinese securities firms. In 2024, Guotai Junan made a significant stride towards building a world-class investment bank by forming a strong alliance with Haitong through a merger by absorption, leveraging each other’s strengths. According to the financial data of the two companies at the end of 2024, after the merger, Guotai Haitong’s total assets were RMB1.73 trillion and net assets attributable to equity holders of the Company were RMB328.3 billion. In terms of the capital strength, the Company ranked first in the industry.